to obtain a license to conduct securities business

To apply for a license to conduct securities business

Issuing license to conduct securities business

as the Board may prescribe conditions

The

Duration and renewal of license to carry on securities business

Appointed to conduct securities business through subsidiary company

Types of Securities Business

REPRESENTATIVE NETWORK NOT GIVEN LICENSE TO DO SECURITIES BUSINESS

Official representative

Rights of Securities Dealers

Minimum capital and financial resources of the securities trader

to keep records of securities dealers

Official Representative's Record

Information to be given