Chapter 6
Arrangement related to securities

You are viewing the translated version of धितोपत्र व्यवसायी सम्बन्धी व्यवस्था.

Contains Rules:

28

to apply for registration as a securities dealer

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Those who are dealing in securities must obtain a certificate

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Provisions related to the capital of organized institutions dealing in securities

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Qualifications of Securities Practitioner

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Disqualification

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Renewal of Securities Dealer Registration Certificate

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to be bailed by the securities broker

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Service Fee

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Statements and reports to be submitted by securities traders

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