You are viewing the translated version of करार गर्नु पर्ने.
Rule 26A
to be contracted:<br>
Before exchanging securities with the customer, the securities dealer shall enter into an agreement with the customer subject to the terms and conditions stipulated in the regulations of the relevant securities market.
(2) The securities dealer shall give the compensation or the refund of the securities taken for sale from the customer to the customer and shall keep the related records up-to-date.
(2) The securities dealer shall give the compensation or the refund of the securities taken for sale from the customer to the customer and shall keep the related records up-to-date.
Securities Traded Delivery Regulations, 2050
Chapter - 2
Rule 3: Work, Duties and Powers of the BoardRule 4: Allowances and allowancesRule 5: Work, duties and rights of the chairmanRule 6: Chairman's Services, Terms and ConditionsRule 7: Staffing arrangements of the BoardRule 8: Government of Nepal can give subsidy to the boardRule 9: Fund of the BoardRule 10: Arrangement of Revolving FundRule 11: Accounting and Auditing
Chapter - 3
Rule 12: to be applied for permission to operate securities marketRule 13: to allow the securities market to operateRule 14: who can ask for more detailsRule 14A: Securities market to submit statement and reportRule 15: Permit feeRule 15A: The securities market can open branchesRule 16: Procedure for Suspension or Cancellation of Permit
Chapter - 4
Rule 17: to apply for securities registrationRule 18: Securities to be registeredRule 18A: Can consult the securities marketRule 19: Granting license to issue securitiesRule 19A: Underwriting to be doneRule 19B: Sale of securitiesRule 19C: Sale of Shares Taken by the FoundersRule 20: Details to be filedRule 21: Details and documents on the board can be viewed
Chapter - 5
Rule 22: to apply for listing of securitiesRule 23: Listing and Renewal of SecuritiesRule 23A: to be negotiatedRule 23B: To be notifiedRule 24: Details to be submittedRule 25: Responsibility for submission of detailsRule 26: No insider tradingRule 26A: to be contracted:Rule 26B: as the Board may prescribe professional conductRule 26C: To be allowed to see or move the details and documents related to securitiesRule 26D: Securities transactions should be insuredRule 27: Details to be published Rule 27A: Cancellation of Securities FilingRule 27B: Entitled to Interest, Profit or Dividend Rule 27C: Securities can be traded outside the securities market
Chapter - 6
Rule 28: to apply for registration as a securities dealerRule 29: 29Rule 30: Those who are dealing in securities must obtain a certificateRule 31: Provisions related to the capital of organized institutions dealing in securitiesRule 32: Qualifications of Securities PractitionerRule 33: DisqualificationRule 34: Renewal of Securities Dealer Registration CertificateRule 35: to be bailed by the securities brokerRule 36: Service FeeRule 37: Statements and reports to be submitted by securities traders Rule 38: XXXXXXRule 39: XXXXXXRule 40: XXXXXXRule 41: XXXXXX