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Rule 43
Inspection and Investigation
(1) If it comes to the knowledge from any complaint or any other source that an organized organization, securities market and a person, firm, company or an organized organization that has registered any securities to the Board has done something contrary to the Act or these regulations, the board shall , authorized staff or any other person or entity may conduct investigation.
(2) While appointing or appointing an investigating officer in accordance with sub-rule (1), the board may also prescribe the method and procedures to be followed by the investigating officer.
(3) The officer appointed or designated in accordance with sub-rule (1) shall give his investigation report to the Board.
(4) On the basis of the report received in accordance with sub-rule (3), the board may order to cancel the registration of the securities of the related organized organization, suspend or revoke the license of the related securities market, or cancel the membership of the person, firm, company or organized organization that is a member of the related securities market.< br> (5) When the board issues an order according to sub-rule (4), the concerned person, firm, company or organized organization shall be given a reasonable opportunity to submit proof of their innocence.