Securities businessmen should follow the following professional principles while conducting securities business:- (a) Keeping securities business operations healthy and high-level, (b) Conducting securities business with proper skill, care and diligence, (c) High dignity of securities market. To maintain, (d) Obtain information from customers regarding the purpose of investing in securities and provide services accordingly, (e) Provide information and advice to customers necessary to make decisions regarding securities investment, (f) Do not allow their interests to conflict with the interests of customers and if such a situation occurs, the customer Conducting securities business keeping in mind the interest of the client by giving information about it, (g) Making necessary arrangements to fulfill the commitments made in relation to securities business, (h) Keeping records related to securities business properly, (j) To prepare skilled manpower in relation to conducting securities business. Arranging necessary training for employees, (j) Complying with other principles as prescribed in relation to conducting securities business.